Dual Occupation Disclosure

Your mutual funds Representative, Pasquale (Pat) Pugliese, is engaged in various business activities, other than those related to trading in mutual funds, and represents separate companies for each purpose. As such, you may be dealing with more than one company depending on the products purchased, or services rendered. Remuneration also varies with the products purchased, or services rendered.

Those other business activities are as follows:

BUSINESS ACTIVITY:

REPRESENTED THROUGH:

If your mutual funds Representative offers you these products or services, it is important that you understand and acknowledge the following:

Your mutual funds Representative represents Carte Wealth Management Inc. (“Carte”) for the sale of mutual fund products only
These other business activities are not provided, by, the business of, or under the supervision of Carte, and Carte will not be liable or responsible for such other business activities or for errors or omissions related to these other business activities.